Intelligent Fault Diagnosis Method for Rolling Bearings Based on SSA-CNN-Transformer

Authors

  • Jinyuan Hu

DOI:

https://doi.org/10.54097/qfj5xs82

Keywords:

Rolling Bearings, Sparrow Search Algorithm, Convolutional Neural Network, Attention Mechanism, Intelligent Diagnosis.

Abstract

Deep learning has become a key solution in intelligent fault diagnosis, as its ability to learn features directly from raw data addresses the challenges of modeling complex signals in rolling bearings. Traditional Convolutional Neural Networks (CNNs) are constrained by fixed receptive fields and static kernels, which limit their adaptability to dynamic, multi-scale features in vibration signals. Moreover, existing models often lack an adaptive mechanism for evaluating feature importance, which reduces diagnostic robustness in non-stationary and variable operating conditions. This paper introduces the SSA-CNN-Transformer model, which integrates the Sparrow Search Algorithm (SSA) with a self-attention mechanism to address these challenges in intelligent bearing fault diagnosis. The SSA globally optimizes key hyperparameters, improving the efficiency and performance of the model architecture. The CNN module extracts local time-frequency features from vibration signals and performs multi-scale fusion, while the Transformer module captures long-range dependencies, leading to a more accurate and comprehensive representation of fault patterns for precise classification. Empirical evaluations on three publicly available datasets—CWRU, XJTU, and DIRG—demonstrate that the proposed model outperforms current state-of-the-art methods in multiple performance metrics, exhibiting superior diagnostic accuracy and generalization. This work offers valuable insights and a solid foundation for developing intelligent health monitoring systems for real-world industrial applications.

Downloads

Download data is not yet available.

References

[1] Zhiqin Z, Yangbo L, Guanqiu Q, et al. A review of the application of deep learning in intelligent fault diagnosis of rotating machinery [J]. Measurement, 2023, 206.

[2] Fang X, Zheng J, Jiang B. A rolling bearing fault diagnosis method based on vibro-acoustic data fusion and fast Fourier transform (FFT) [J]. International Journal of Data Science and Analytics, 2024, (republish): 1 - 10.

[3] Zhao S, Liang X, Wang L, et al. A fault diagnosis method for analog circuits based on EEMD-PSO-SVM [J]. Heliyon, 2024, 10 (18): e38064 - e38064.

[4] Feng L, Zhu Y, Xu S, et al. Open-circuit fault diagnosis of DC charging pile rectifier based on sparse data and CNN-ISSA-BiLSTM [J]. Energy Reports, 2025, 133024 - 3034.

[5] Bharatheedasan K, Maity T, Kumaraswamy L, et al. Enhanced fault diagnosis and remaining useful life prediction of rolling bearings using a hybrid multilayer perceptron and LSTM network model [J]. Alexandria Engineering Journal, 2025, 115355 - 369.

[6] Wu M, Zhang J, Xu P, et al. Bearing Fault Diagnosis for Cross-Condition Scenarios Under Data Scarcity Based on Transformer Transfer Learning Network [J]. Electronics, 2025, 14 (3): 515 - 515.

[7] Eyup S, Sezgin K, Suleyman U. A new deep learning model combining CNN for engine fault diagnosis [J]. Journal of the Brazilian Society of Mechanical Sciences and Engineering, 2023, 45 (12): 644.

[8] Hu H, Feng F, Zhu J, et al. Research on Fault Diagnosis Method Based on Improved CNN [J]. Shock and Vibration, 2022, 2022.

[9] F. X T, B. Y L. Integration of gradient least mean squares in bidirectional long short-term (LSTM) memory networks for metallurgical bearing ball fault diagnosis [J]. Metalurgija, 2024, 63 (3-4): 403 - 406.

[10] Kangjie C, Ting Z, Jueqiao H. Advanced hybrid LSTM-transformer architecture for real-time multi-task prediction in engineering systems [J]. Scientific Reports, 2024, 14 (1): 4890 - 4890.

[11] Wu M, Zhang J, Xu P, et al. Bearing Fault Diagnosis for Cross-Condition Scenarios Under Data Scarcity Based on Transformer Transfer Learning Network [J]. Electronics, 2025, 14 (3): 515 - 515.

[12] Yu G, Yu J L, Hui Z. Efficient Hyperparameter Optimization for Convolution Neural Networks in Deep Learning: A Distributed Particle Swarm Optimization Approach [J]. Cybernetics and Systems, 2020, 52 (1): 36 - 57.

[13] Xue J, Shen B. A novel swarm intelligence optimization approach: sparrow search algorithm [J]. Systems Science & Control Engineering, 2020, 8 (1): 22 - 34.

[14] Liu R, Wang X, Su C, et al. Bearing fault diagnosis method based on variational mode decomposition optimized by CS-PSO [J]. Journal of Vibration and Control, 2024, 30 (5-6): 973 - 987.

[15] Yang X, Jiang A, Jiang W, et al. Abnormal Detection and Fault Diagnosis of Adjustment Hydraulic Servomotor Based on Genetic Algorithm to Optimize Support Vector Data Description with Negative Samples and One-Dimensional Convolutional Neural Network [J]. Machines, 2024, 12 (6): 368.

[16] Mustafa A, Yunus A. A novel hybrid PSO- and GS-based hyperparameter optimization algorithm for support vector regression [J]. Neural Computing and Applications, 2023, 35 (27): 19961 - 19977.

[17] Arbi J S, Rehman U Z, Hassan W, et al. Optimized machine learning-based enhanced modeling of pile bearing capacity in layered soils using random and grid search techniques [J]. Earth Science Informatics, 2025, 18 (4): 332 - 332.

[18] Yu T, Ren Z, Zhang Y, et al. A rolling bearing fault diagnosis method based on a new data fusion mechanism and improved CNN [J]. Proceedings of the Institution of Mechanical Engineers, Part O: Journal of Risk and Reliability, 2024, 238 (6): 1156 - 1169.

[19] B A, Kalirajan K. An intelligent magnetic resonance imagining-based multistage Alzheimer's disease classification using swish-convolutional neural networks. [J]. Medical & biological engineering & computing, 2024, 63 (3): 1 - 15.

[20] Vaswani A, Shazeer N, Parmar N, et al. Attention Is All You Need [J]. arXiv, 2017.

[21] CWRU: Case Western Reserve University Bearing Data Center Website, URL http://csegroups.case.edu/bearingdatacenter/home

[22] XJTU: The emerging graph neural networks for intelligent fault diagnostics and prognostics: A guideline and a benchmark study.

[23] DIRG: The Politecnico di Torino rolling bearing test rig: Description and analysis of open access data, Mech. Syst. Signal Process.

Downloads

Published

02-07-2025

How to Cite

Hu, J. (2025). Intelligent Fault Diagnosis Method for Rolling Bearings Based on SSA-CNN-Transformer. Highlights in Science, Engineering and Technology, 143, 107-118. https://doi.org/10.54097/qfj5xs82